Why Become a Marquise Capital Associate

This privacy statement provides information about the personal information that Marquise Capital Private Limited (MCPL) collects, and the ways in which Marquise Capital Private Limited uses that personal information.

Scope of this Policy

Any natural or legal person who has visited the MCPL website/platform and/or the mobile application, and/or who may or may not have further agreed to initiate the process of opening an account with MCPL shall come under the purview of the scope of this Privacy Policy. MCPL shall at all times follow all such rules prescribed under the Information Technology Act, 2000, and rules & procedural guidelines set by the Securities Exchange Board of India (“SEBI”) and/or any of its regulated entities/intermediaries that MCPL is a member of.

Personal information collection

Marquise Capital Private Limited may collect and use the following kinds of personal information:

• Information about your use of this website
• Information that you provide using for the purpose of registering with www.marquisecap.com (“the Website”).
• Information about transactions carried out over this Website.
• Information that you provide for the purpose of subscribing to the Website services.
• Any other information that you send to Marquise Capital Private Limited.

Using personal information

Marquise Capital Private Limited may use your personal information to:

• Administer this Website.
• Personalize the Website for you.
• Enable your access to and use of the Website services.
• Publish information about you on the Website/App.
• Send to you products that you purchase.
• Supply to you services that you purchase.
• Send you statements and invoices.
• Collect payments from you and Send you marketing communications

Where Marquise Capital Private Limited discloses your personal information to its agents or sub-contractors for these purposes, the agent or sub-contractor in question will be obligated to use that personal information in accordance with the terms of this privacy statement. Marquise Capital Private Limited shall or its agents and/or sub-contractors may use your personal information to make contact you for promotion of products/schemes etc of Marquise Capital Private Limited or of its partners from time to time. You hereby agree and understand that such promotional calls shall be made to you unless you specifically convey to Marquise Capital Private Limited to not call you further for such promotions, schemes etc.

In addition to the disclosures reasonably necessary for the purposes identified elsewhere above, Marquise Capital Private Limited may disclose your personal information to the extent that it is required to do so by law, in connection with any legal proceedings or prospective legal proceedings, and in order to establish, exercise or defend its legal rights.

Securing Your Data

Marquise Capital Private Limited will take reasonable technical and organizational precautions to prevent the loss, misuse or alteration of your personal information.

Marquise Capital Private Limited will store all the personal information you provide on its secure servers.

Information relating to electronic transactions entered into via this Website will be protected by encryption technology.

Cross-border data transfers

Information that Marquise Capital Private Limited collects may be stored and processed in and transferred between any of the countries in which Marquise Capital Private Limited operates (if at all) to enable the use of the information in accordance with this privacy policy.

In addition, personal information that you submit for publication on the website will be published on the internet and may be available around the world. You agree to such cross-border transfers of personal information.

Updating this statement

Marquise Capital Private Limited may update this privacy policy by posting a new version on this Website. You should check this page occasionally to ensure you are familiar with any changes.

Other websites

This website contains links to other websites. Marquise Capital Private Limited is not responsible for the privacy policies or practices of any third party.

Marquise Capital Private Limited

If you have any questions about this privacy policy or MCPL’s treatment of your personal information, please write to:

By email: support@marquisecap.com

or

By post:

Marquise Capital Private Limited Shop 1A ,Harekrishna Nagar Jawahar Road,Near Samrat Hotel Opp Railway Station Ghatkopar East,Mumbai, Maharashtra, India, 400077

By visiting our site “www.marquisecap.com” (“Website”) you (“you” refers to the user or viewer of the Website) are agreeing to be bound by the following terms and conditions and the Privacy Policy on the Website. We may change these terms and conditions at any time. By using this Website or any utility in this web site directly or indirectly you abide by all terms and conditions mentioned herein and that you accept any new or modified terms and conditions that we come up with. If you do not agree to any of the terms mentioned herein, you should exit the site immediately.

REGISTRATION/ENROLMENT AND TERMINATION

By registering for this facility you understand that Marquise Capital Private Limited and its group companies, directors, employees and associates (hereinafter singly and jointly referred to as “Marquise Capital”) reserves the right, in its sole discretion, to deny you access to this Website or any portion thereof without notice for the following reasons (a) any unauthorized access or use by you (b) if you assign or transfer (or attempt the same) any rights granted to you under this User Agreement or any other agreement that you may have entered with Marquise Capital; (c) if you violate any of the other terms and conditions of this User Agreement. Termination or cancellation of this Agreement shall not affect any right or relief to which Marquise Capital may be entitled, at law or in equity. Upon termination of this User Agreement, all rights granted to you will terminate and revert to Marquise Capital.

LICENSE

Marquise Capital, hereby grants you a limited, non-exclusive, non-assignable and non-transferable license to access to the Website provided and expressly conditioned upon your agreement that all such access and use shall be governed by all of the terms and conditions set forth in this User Agreement.

SECURITY

Unauthorized use of this Website and systems, including, but not limited to, unauthorized entry into Marquise Capital’s systems, online accounts, Client Desks, Partners & Distributor Desks, misuse of passwords or misuse of any other information, is strictly prohibited. You may not use this Website in any manner that could damage, disable, overburden, or impair this Website or service or interfere with any other party’s use and enjoyment of this Website or service. You may not attempt to gain unauthorized access to any of our site or service and computer systems or networks connected to it, through hacking. You agree that you will not engage in any activities related to this web site that are contrary to the applicable laws or regulations in force. The users have the primary responsibility to keep their login-ids and passwords secure and to not display such crucial, important information to any third person. In case of any such leak of login-id & password, Marquise Capital cannot be responsible for the loss of such information, or for any act, omission, damages, claims, loss of personal information, etc arising from the use of such leakage of login-ids and passwords. Marquise Capital may, at its own discretion, use certain technology on its web sites to collect information from visitors and may compile aggregate statistical information about how visitors use its web sites, including information relating to the frequency of visits, the average length of visits, which pages are viewed during a visit. No individually identifiable information is collected for this purpose and Marquise Capital does not monitor individual visitor behaviour.

SERVICE DELAY

Marquise Capital reserves its right, in its sole discretion, without any obligation and without any notice requirement, to change, improve or correct the information, materials and descriptions on this web site and to suspend and/or deny access to this web site for scheduled or unscheduled maintenance, upgrades, improvements or corrections. Marquise Capital may discontinue or change any service described in or offered on this web site or in any modules or parts thereof at any time if deems fit and proper. Marquise Capital (including its and their directors, employees, affiliates, agents, representatives or subcontractors) shall not be liable for any loss or liability resulting, directly or indirectly, from delays or interruptions due to electronic or mechanical equipment failures, telephone interconnect problems, defects, weather, strikes, walkouts, fire, riots, armed conflicts, acts of war, or other like causes. Marquise Capital shall have no responsibility to provide you access to the Website while interruption of the Website is due to any such cause shall continue.

PRODUCTS/SERVICES OFFERED ON WEBSITE

With respect to the data from Capital Markets and the products made available on the Website by Marquise Capital including but not limited to Mutual funds, stocks, reports etc, YOU HEREBY AGREE THAT:

You have read and understood the contents of the Offer Document(s) and Addendum(s) thereto of the respective Mutual Fund / Financial Products Scheme(s) (“Scheme(s)”) and agree to abide by the terms, conditions, rules and regulations of the Scheme(s) applicable from time to time.

You have understood the details of the Scheme(s) and have not received nor been induced by any rebate or gifts, directly or indirectly, in making this investment.

You confirm that in the event you are Non-Resident of Indian Nationality / Origin, that funds are remitted from abroad through approved banking channels or from the NRE / NRO / FCNR Account.

You confirm that the details provided by you are true and correct.

You hereby declare that the amount being invested by you in the Scheme(s) is derived through legitimate sources and is not held or designed for the purpose of contravention of any Act, Rules, Regulations or any statute or legislation or any other applicable laws or any Notifications, Directions issued by any governmental, regulatory or statutory authority/ies from time to time.

You agree that Marquise Capital sources the data from the Capital Markets and is therefore not responsible and/or should be held liable by you for the correctness or accuracy of any information received in that regard from the Capital Markets.

You agree that the National Stock Exchange (“NSE”) data displayed on the site is always delayed by five (5) minutes whereas the Bombay Stock Exchange (“BSE”) data displayed on the site is delayed by fifteen (15) minutes; and technical glitches if any, may further delay the data at times and that you will not hold Marquise Capital responsible for any such delays in receiving the data / feeds from time to time.

You agree that the authenticity of the data received from Capital Markets is not guaranteed by Marquise Capital and that Marquise Capital shall assume no responsibility or liability in any manner whatsoever for such data and your subsequent trade, action etc. acting upon such data.

LIABILITY

You agree that, Marquise Capital (Including its and their officers, directors, employees, affiliates, group companies agents, representatives or subcontractors) shall not be, in any event, be liable, whether in contract or tort, for any direct, special, indirect, consequential or incidental damages or other damages of any kind whatsoever arising out of the use or inability to use www.marquisecap.com for any purpose whatsoever even if Marquise Capital or any other such party has been advised of the possibility thereof. Marquise Capital and its affiliates, officers, directors, employees and agents shall have no liability in tort, contract, or otherwise to user and/or any third party. This limitation on liability includes, but is not limited to, the transmission of any viruses which may infect a user’s equipment, failure of mechanical or electronic equipment or communication lines, telephone or other interconnect problems (e.g., you cannot access your internet service provider), unauthorized access, theft, operator errors, strikes or other labour problems or any force majeure. Marquise Capital cannot and does not guarantee continuous, uninterrupted or secure access to this web site.

LINKS TO THIRD PARTY APPS

The links in this site will allow you to leave the Website. The linked sites are not under the control of the Website. The Website has not reviewed, nor approved these sites and is not responsible for the contents or omissions of any linked site or any links contained in a linked site. The inclusion of any linked site does not imply endorsement by www.marquisecap.com of the site.

INDEMNIFICATION

You shall indemnify, defend and hold harmless Marquise Capital Private Limited (including its and their officers, directors, employees, affiliates, group companies, agents, representatives or subcontractors) from any and all claims and losses imposed on, incurred by or asserted as a result of or related to: (a) your access and use of www.marquisecap.com (b) any non-compliance by user with the terms and conditions hereof; or (c) any third party actions related to users receipt and use of the information, whether authorized or unauthorized. Any clause declared invalid shall be deemed severable and not affect the validity or enforceability of the remainder. These terms may only be amended in a writing signed by Marquise Capital. If Marquise Capital takes action (by itself or through its associate companies) to enforce any of the provisions of this User Agreement, including collection of any amounts due hereunder, Marquise Capital shall be entitled to recover from you (and you agree to pay), in addition to all sums to which it is entitled or any other relief, at law or in equity, reasonable and necessary attorney’s fees and any costs of any litigation.

JURIDICTION

The terms of this agreement are exclusively based on and subject to Indian law. You hereby consent to the exclusive jurisdiction and venue of courts in Mumbai, Maharashtra, India in all disputes arising out of or relating to the use of this website. Use of this website is unauthorized in any jurisdiction that does not give effect to all provisions of these terms and conditions, including without limitation this paragraph.

RISK MANAGEMENT POLICY

Right to sell clients’ securities or close existing position of a client, without giving notice to the client.

As per clause 5 of the agreement entered between the client and the stock broker, the stock broker is entitled to liquidate/close-out all or any of the client’s positions for non-payment of margins or other amounts, outstanding debts, etc. and adjust the proceeds of such liquidation/close-outs, if any, against the clients liabilities/obligations.

Any client having negative ledger due to MTM losses or unsettled obligation will have to regularize the same by transferring funds or selling off collaterals by T+2 (T+1 in case of MTM obligations) failing which necessary action will be taken by the broker to regularize the account.

Also, in the event of persisting margin shortfall / ledger debits the F&O position would be squared off and later on adequate collaterals will be squared off to recover the Mark to Market losses in case no action is initiated by the client or his authority.

For the above purpose, Risk Management team of the Stock-broker will take into consideration the applicable margin/collateral requirement based on the set standards considering the risk element involved in the same. The applicable haircuts for acceptable scrips for the margin/collateral by the stock broker are available for the clients in the trading section under Stock List under collateral master.

The above policy is applicable for overdue and/ or shortage in payment not made by the client whether arising out of margin shortfall or on account of pay/ in pay-out obligations. Margins of the client will be monitored intra-day during the market hours, and the position or collaterals of the client may be liquidated, at the discretion of the Company, in case of any shortfall without any notice to the client. While arriving at the amount of margin shortfall or obligation due, the Company reserves the right to consider/disregard cheques and securities under clearance. The client is requested to keep a track of their margin positions and ensure that appropriate margins are placed with the Company at all points of time to avoid any forceful square up. The Company, at its discretion may in addition or on a standalone basis levy delayed payment charges and/ or additional penalties.

In terms of the above policy, any and all losses and financial charges on account of such liquidation/closing-outs shall be charged to and borne by the client.

CALL N TRADE

Additional Flat Charges of Rs. 20 per order:

• For orders placed through our support/dealing desk.
• Intraday (MIS/BO/CO) positions squared off before market closing by our RMS team.

PENALTY/INTEREST PAYMENT ON DELAYED PAYMENT

• Marquise Capital Private Limited requires all its clients to make the payment towards settlement obligation on or before due date. In case of debit balance in cash segment, penal interest will be levied to the client’s account to deter them from delaying the payment in future.
• Clients are further required to make payment of margin towards their Derivatives segment exposure. While Marquise Capital Private Limited accepts approved securities as margin, however Marquise Capital Private Limited is not the beneficial owner of these securities; hence client has to arrange for own funds/securities for payment of margin to the exchange for positions taken.
• Clients are requested to make payment of margin in the form of funds to avoid charging of interest in F&O segment. Accordingly, whenever clients provide securities margin (or there is shortfall in payment of securities margin) instead of margin in the form of funds towards exposure in F&O, Marquise Capital Private Limited reserves the right to charge interest on the debit balance lying in F&O segment.
• No ledger credit will be given for margin paid by the client in the form of securities. The company may determine the rate of interest to be charged, at its sole discretion. Same will be communicated in debit note on interest sent to the clients. Default interest rate is 30% per annum.
• Interest is levied on a daily compounding basis. Marquise Capital Private Limited may reduce the interest rate at its sole discretion depending on various factors including credit history of the client. Revised interest rate will be communicated through the relationship manager/e-mail communication and will be reflected in the debit notes.
• However, any increase in rate of interest from the rate of interest previously charged to the client will be done with advance notice of 15 days to the client. Interest will be calculated considering the balance lying across all exchange segments on any given day. Margins provided by the client in the form of funds shall be interest free and Marquise Capital Private Limited shall not be liable to pay any interest on the same.

In case of excess margins used by the client during the day which is over and above the set limits for the client by means of special / adhoc margins requested through the relationship manager, the client will be levied up to 1% of the excess margins utilized or Rs. 1000 per request per day.

VALUE ADDED SERVICES

Charges for value added services, platforms, features and tools within platforms, alerts, contract notes, SMS, research, portfolio optimizer, WhatsApp notifications, small case orders, API access, Webinars, Trainings, Pledge requests, Payment through cheques will be levied as per charges defined and services opted by clients.

• *GST will be charged wherever applicable.